ARTIFICIAL INTELLIGENCE MANAGEMENT SYSTEM LEAD AUDITOR

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ARTIFICIAL INTELLIGENCE MANAGEMENT SYSTEM LEAD AUDITOR

Overview

Artificial Intelligence is transforming industries, but without accountability, governance, and oversight, organizations face massive risks.

The AIMS Lead Auditor Certification by SandBP AI Academy equips you with the skills, tools, and international standards knowledge to audit AI systems effectively and ensure compliance, transparency, and ethical integrity.

This course is based on ISO 42001 — the world’s first AI Management System standard — along with ISO 38507 (Governance of AI) and ISO 19011 (Auditing Principles).

Whether you’re an internal or external auditor, regulator, quality assurance professional, or lead assessor, this certification is your gateway to becoming a trusted AI governance auditor.

Artificial Intelligence Management System Lead Auditor

Learning Objectives

  • By the end of this course, participants will be able to plan, conduct, report, and follow up on AI management system audits by ISO/IEC 42001, ISO/IEC 38507, and ISO 19011.
  • They will demonstrate competence in evaluating AI governance frameworks, assessing risk management processes, verifying ethical and regulatory compliance, and measuring AI system performance and reliability.
  • Participants will also develop skills in applying evidence-based auditing techniques, engaging effectively with stakeholders, communicating clear and actionable findings, and driving continual improvement to ensure AI systems remain trustworthy, transparent, and aligned with organisational objectives.

Course Outline

  • Module 1: Introduction to AI Auditing Standards
  • Module 2: Principles of Auditing (ISO 19011: Clause 4)
  • Module 3: Governance of AI (ISO/IEC 38705: Clauses 4–6)
  • Module 4: Managing an Audit Programme (ISO 19011: Clause 5)
  • Module 5: Conducting AI System Audits (ISO 19011: Clause 6)
  • Module 6: Understanding and Auditing AI Management Systems (ISO/IEC 42001: Clauses 4–6)
  • Module 7: Support and Operation (Clause 7-8)
  • Module 8: Performance Evaluation and Improvement (ISO/IEC 42001: Clauses 9-10)
  • Module 9: Auditor Competence and Evaluation (ISO 19011: Clause 7)
  • Module 10: Audit Reporting, Communication, and Follow-Up

 Final Assessment and Certification

Terms of Certification

 Candidates who score 70% and above in the examination will be issued an SANDBP certificate.

 In case you do not meet the pass mark, you can retake the exam for FREE after the first attempt while subsequent retakes would come at a cost.

Criteria for Suspending and Withdrawing the Scope of Certification

SANDBP reserves the right to suspend or revoke certifications for reasons including fraud, deceit, or submission of inaccurate data.

Process:

 Certificate holders will be notified by certified mail if evidence of charges is found.

 They may present their defense in writing to the certification board.

 The board will review the case and decide to uphold or deny the suspension/revocation.

Causes for Suspension/Withdrawal:

 Improper use of certificates/logos

 Malpractices

 Providing false information

 Ineligibility for applied examinations

 Voluntary suspension requests

Recertification Process

Recertification ensures that certified individuals maintain their knowledge and skills in line with the latest standards and practices. It is a critical process that reaffirms the competency of certified professionals, allowing them to stay current with evolving industry standards.

Criteria for Recertification:

 Transition Exam:

  • Individuals must take and pass a transition exam when there is a change in the current version of the certification standard.
  • The transition exam focuses on the updates and changes in the new version of the standard,     ensuring that certified individuals are knowledgeable about the latest requirements and practices.

 Adherence to Code of Ethics:

Certified individuals must adhere to a code of ethics, demonstrating professionalism and integrity in their practice. Any violations of the code of ethics may result in the suspension or revocation of certification

 Payment of Recertification Fees:

Payment of the required recertification fees is necessary to process and validate the renewal of certification.

Introduction

To maintain the integrity and fairness of our examinations, specific guidelines have been established for proctoring. These rules apply to all candidates and must be adhered to strictly. Failure to comply may result in disqualification or other disciplinary actions.

General Requirements

Technology Setup

 Device: Use a desktop or laptop with a working webcam and microphone. Mobile phones or tablets are not permitted unless explicitly allowed.

 Internet: Ensure a stable internet connection with sufficient bandwidth to stream video and audio continuously.

 Browser: Use the designated browser as specified by the exam platform.

 Power Backup: Ensure your device is fully charged and/or connected to a reliable power source.

Environmental Setup

 Location: Choose a quiet, well-lit room with minimal distractions.

 Background: Ensure the background is plain and free of any clutter or distractions.

 Privacy: No other person is allowed in the room during the examination.

Pre-Exam Procedures

Present a valid government-issued photo ID or institution-approved identification document. Ensure that no unauthorized materials (e.g., books, notes, or electronic devices) are present.

During the Exam
Behavior Guideline

 Focus on the Screen: Avoid looking away from the screen for extended periods.

 No Assistance: You are prohibited from receiving help from anyone or any external resource.

Prohibited Items

 Electronic devices such as mobile phones, tablets, smartwatches, and earphones.

 Books, notes, or any other study material unless explicitly permitted.

Proctor Interaction

 Follow all instructions given by the proctor.

 If contacted for clarification or rule enforcement, respond promptly and cooperatively.

 Inform the proctor immediately in case of technical issues.

Post-Exam Procedures

Submission

 Ensure your exam responses are submitted within the designated time.

 Do not close the exam window or disconnect until you receive confirmation that your submission is successful.

Feedback

 Report any technical issues or concerns to the designated support team immediately after the exam.

Violations and Consequences

Examples of Violations

 Using unauthorized materials or devices.

 Attempting to impersonate another candidate.

 Engaging in suspicious behavior (e.g., frequent movement, talking).

 Disconnecting intentionally without justification.

Consequences

 Warnings for minor infractions.

 Disqualification of the exam attempt for major violations.

Support and Troubleshooting

Contact the technical support team in case of any issues with logging in, connectivity, or proctoring tools. (support@sandbp.net)

Sequenced Self-Paced E-Learning
  • Learners are required to complete modules in a sequential order, ensuring mastery of prerequisites (Practice Tests) before moving on. 

Course Price:

$300

Lesson Duration

4 Days

Lessons

10

Certifications

Digital

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